FII's Annual Guide to Stocks (Active & Obsolete), Annual Guide to Corporate Bonds, and Annual Guide to Municipal Bonds are the financial industry's most respected printed guides for identifying and processing securities. The Directory of Obsolete Securities is designed to identify old stock certificates with a chronological record including the details of the final action which rendered it obsolete.

FII Online

FII Online allows you to point your browser to FII's database and inquire by CUSIP, Issuer / Issue Description, Tickler Date (date of action - e.g. expiration date), Service Type (Called Bonds, Reorganization, Put Options, Warrants, Stock Guide or Bond Guide) Record Type (e.g. Corporate Redemption's, Mergers, etc.) and more. You may view / print the data in either summary or detail formats.

Benefits of FII Online

• Data is available on the same day that it is input to the FII system.
• All the FII data is available on the one easy to use system.
• System access is granted within 24 hours of approval by the client.
• No installation charge.

FII "Automated" Online Inquiry Portfolio System (FIIOIS-Portfolio)

FII's Automated On-Line Portfolio System will automatically check CUSIP's from clients' systems against the FII & DTCC Financial Actions Services to periodically obtain new Reorganization, Called Bond, Put Option or Warrant information. These inquiries can be run daily, weekly or at other frequencies at client's discretion.

The FII software will enable the client to input the CUSIP's they wish to track to a PC based file. (If the Client's CUSIPs are currently stored in a PC based file, FII will write an interface to this file at no charge to the client and automatically update the FII Automated On-Line Portfolio Inquiry System CUSIP file.) This software will dial FII, read the portfolio system's CUSIP file and transmit these CUSIPs to the FII Mainframe via the FII On-Line Inquiry System. The Portfolio System will keep track of the last date that an inquiry was completed and inquire only on the transactions published since that date. If for any reason the client wishes to complete a search of transactions prior to the last inquiry date, he will have the option of modifying this date.

Each Financial Action Transaction published since the last system access date, with a CUSIP that matches the clients CUSIP will be captured and printed. This will include duplicate occurrences of a given CUSIP.

An Audit Report will be generated that reflects the following information:

• The Transaction Date Range used in the search
• The Processing Date (system log-on date)
• The total number of CUSIPs checked
• The total number of Financial Action Services Transactions that were found.

File Maintenance Service

FII's File Maintenance Service enables clients to verify the their Security Master File for both Stock and Bonds. Clients can match their Security Master File, or any portion of their file, to FII's Financial Stock, Corporate and Municipal Bond Guide history files (data back to 1926) as well as FII's Corporate Action Services. This service can be used either on a one-time or continuous basis. FII will provide printed reports in addition to a tape upon completion of the project.